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School of Law

SOLM224 Compliance Systems in Practice

Module Description

Compliance Systems in Practice examines the practical aspects of compliance in banking. The module reflects upon the historical conflicts of interest in banking and explores its underlying principles. It then presents an outline of the general and advisory functions of compliance as they relate to banking. Through a series of case studies the module then offers a broad inspection of the compliance matters emanating in practice.

Applicable Groupings


15 Credits

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