School of Law

SOLM223 Compliance in Global Markets (Sem 1)

Module Description

The module will have 4 general sessions in which all the students will study together advanced cases in Compliance.  The course covers advanced topics in compliance.  Then the students will be split into specialist groups as specified above for another 4 sessions.  For the final sessions the student will get together for a conclusion of the module.  

Applicable Groupings

  • LLM in Banking and Finance Law
  • LLM in Compliance and Regulation

Mode of Assessment

3,000-4,000 word essay


15 Credits